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Securities Law
The sale of securities is governed not only by Federal law but also State Securities Law and Regulations. Private placement memoranda, limited securities offerings, the sale of stock or the insurance of debt and the like must all conform to State and Federal law, even though not all require governmental filings. The penalties for wrongly interpreting obligations in this area are severe and the financial exposure is staggering.
Jack Muench has keen insight and decades of extensive experience in this area and can help those who are attempting to acquire start-up capital or venture capital avoid the considerable pitfalls.